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pre {
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<h1>Using the sqlite3_unlock_notify() API</h1>
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<pre>
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<span style="color:blue;font-style:italic">/* This example uses the pthreads API */</span>
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#include <pthread.h>
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<span style="color:blue;font-style:italic">/*</span>
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<span style="color:blue;font-style:italic">** A pointer to an instance of this structure is passed as the user-context</span>
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<span style="color:blue;font-style:italic">** pointer when registering for an unlock-notify callback.</span>
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<span style="color:blue;font-style:italic">*/</span>
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typedef struct UnlockNotification UnlockNotification;
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struct UnlockNotification {
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int fired; <span style="color:blue;font-style:italic">/* True after unlock event has occurred */</span>
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pthread_cond_t cond; <span style="color:blue;font-style:italic">/* Condition variable to wait on */</span>
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pthread_mutex_t mutex; <span style="color:blue;font-style:italic">/* Mutex to protect structure */</span>
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};
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<span style="color:blue;font-style:italic">/*</span>
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<span style="color:blue;font-style:italic">** This function is an unlock-notify callback registered with SQLite.</span>
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<span style="color:blue;font-style:italic">*/</span>
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static void unlock_notify_cb(void **apArg, int nArg){
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int i;
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for(i=0; i<nArg; i++){
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UnlockNotification *p = (UnlockNotification *)apArg[i];
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pthread_mutex_lock(&p->mutex);
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p->fired = 1;
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pthread_cond_signal(&p->cond);
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pthread_mutex_unlock(&p->mutex);
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}
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}
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<span style="color:blue;font-style:italic">/*</span>
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<span style="color:blue;font-style:italic">** This function assumes that an SQLite API call (either <a href="c3ref/prepare.html">sqlite3_prepare_v2</a>() </span>
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<span style="color:blue;font-style:italic">** or <a href="c3ref/step.html">sqlite3_step</a>()) has just returned SQLITE_LOCKED. The argument is the</span>
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<span style="color:blue;font-style:italic">** associated database connection.</span>
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<span style="color:blue;font-style:italic">**</span>
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<span style="color:blue;font-style:italic">** This function calls <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify</a>() to register for an </span>
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<span style="color:blue;font-style:italic">** unlock-notify callback, then blocks until that callback is delivered </span>
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<span style="color:blue;font-style:italic">** and returns SQLITE_OK. The caller should then retry the failed operation.</span>
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<span style="color:blue;font-style:italic">**</span>
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<span style="color:blue;font-style:italic">** Or, if <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify</a>() indicates that to block would deadlock </span>
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<span style="color:blue;font-style:italic">** the system, then this function returns SQLITE_LOCKED immediately. In </span>
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<span style="color:blue;font-style:italic">** this case the caller should not retry the operation and should roll </span>
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<span style="color:blue;font-style:italic">** back the current transaction (if any).</span>
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<span style="color:blue;font-style:italic">*/</span>
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static int wait_for_unlock_notify(<a href="c3ref/sqlite3.html">sqlite3</a> *db){
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int rc;
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UnlockNotification un;
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<span style="color:blue;font-style:italic">/* Initialize the UnlockNotification structure. */</span>
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un.fired = 0;
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pthread_mutex_init(&un.mutex, 0);
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pthread_cond_init(&un.cond, 0);
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<span style="color:blue;font-style:italic">/* Register for an unlock-notify callback. */</span>
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rc = <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify</a>(db, unlock_notify_cb, (void *)&un);
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assert( rc==SQLITE_LOCKED || rc==SQLITE_OK );
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<span style="color:blue;font-style:italic">/* The call to <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify</a>() always returns either SQLITE_LOCKED </span>
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<span style="color:blue;font-style:italic"> ** or SQLITE_OK. </span>
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<span style="color:blue;font-style:italic"> **</span>
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<span style="color:blue;font-style:italic"> ** If SQLITE_LOCKED was returned, then the system is deadlocked. In this</span>
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<span style="color:blue;font-style:italic"> ** case this function needs to return SQLITE_LOCKED to the caller so </span>
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<span style="color:blue;font-style:italic"> ** that the current transaction can be rolled back. Otherwise, block</span>
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<span style="color:blue;font-style:italic"> ** until the unlock-notify callback is invoked, then return SQLITE_OK.</span>
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<span style="color:blue;font-style:italic">*/</span>
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if( rc==SQLITE_OK ){
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pthread_mutex_lock(&un.mutex);
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if( !un.fired ){
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pthread_cond_wait(&un.cond, &un.mutex);
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}
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pthread_mutex_unlock(&un.mutex);
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}
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<span style="color:blue;font-style:italic">/* Destroy the mutex and condition variables. */</span>
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pthread_cond_destroy(&un.cond);
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pthread_mutex_destroy(&un.mutex);
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return rc;
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}
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<span style="color:blue;font-style:italic">/*</span>
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<span style="color:blue;font-style:italic">** This function is a wrapper around the SQLite function <a href="c3ref/step.html">sqlite3_step</a>().</span>
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<span style="color:blue;font-style:italic">** It functions in the same way as step(), except that if a required</span>
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<span style="color:blue;font-style:italic">** shared-cache lock cannot be obtained, this function may block waiting for</span>
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<span style="color:blue;font-style:italic">** the lock to become available. In this scenario the normal API step()</span>
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<span style="color:blue;font-style:italic">** function always returns SQLITE_LOCKED.</span>
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<span style="color:blue;font-style:italic">**</span>
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<span style="color:blue;font-style:italic">** If this function returns SQLITE_LOCKED, the caller should rollback</span>
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<span style="color:blue;font-style:italic">** the current transaction (if any) and try again later. Otherwise, the</span>
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<span style="color:blue;font-style:italic">** system may become deadlocked.</span>
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<span style="color:blue;font-style:italic">*/</span>
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int sqlite3_blocking_step(<a href="c3ref/stmt.html">sqlite3_stmt</a> *pStmt){
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int rc;
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while( SQLITE_LOCKED==(rc = <a href="c3ref/step.html">sqlite3_step</a>(pStmt)) ){
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rc = wait_for_unlock_notify(<a href="c3ref/db_handle.html">sqlite3_db_handle</a>(pStmt));
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if( rc!=SQLITE_OK ) break;
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<a href="c3ref/reset.html">sqlite3_reset</a>(pStmt);
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}
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return rc;
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}
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<span style="color:blue;font-style:italic">/*</span>
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<span style="color:blue;font-style:italic">** This function is a wrapper around the SQLite function <a href="c3ref/prepare.html">sqlite3_prepare_v2</a>().</span>
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<span style="color:blue;font-style:italic">** It functions in the same way as prepare_v2(), except that if a required</span>
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<span style="color:blue;font-style:italic">** shared-cache lock cannot be obtained, this function may block waiting for</span>
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<span style="color:blue;font-style:italic">** the lock to become available. In this scenario the normal API prepare_v2()</span>
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<span style="color:blue;font-style:italic">** function always returns SQLITE_LOCKED.</span>
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<span style="color:blue;font-style:italic">**</span>
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<span style="color:blue;font-style:italic">** If this function returns SQLITE_LOCKED, the caller should rollback</span>
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<span style="color:blue;font-style:italic">** the current transaction (if any) and try again later. Otherwise, the</span>
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<span style="color:blue;font-style:italic">** system may become deadlocked.</span>
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<span style="color:blue;font-style:italic">*/</span>
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int sqlite3_blocking_prepare_v2(
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<a href="c3ref/sqlite3.html">sqlite3</a> *db, <span style="color:blue;font-style:italic">/* Database handle. */</span>
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const char *zSql, <span style="color:blue;font-style:italic">/* UTF-8 encoded SQL statement. */</span>
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int nSql, <span style="color:blue;font-style:italic">/* Length of zSql in bytes. */</span>
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<a href="c3ref/stmt.html">sqlite3_stmt</a> **ppStmt, <span style="color:blue;font-style:italic">/* OUT: A pointer to the prepared statement */</span>
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const char **pz <span style="color:blue;font-style:italic">/* OUT: End of parsed string */</span>
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){
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int rc;
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while( SQLITE_LOCKED==(rc = <a href="c3ref/prepare.html">sqlite3_prepare_v2</a>(db, zSql, nSql, ppStmt, pz)) ){
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rc = wait_for_unlock_notify(db);
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if( rc!=SQLITE_OK ) break;
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}
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return rc;
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}
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</pre>
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<p>
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When two or more connections access the same database in shared-cache
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mode, read and write (shared and exclusive) locks on individual tables
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are used to ensure that concurrently executing transactions are kept
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isolated. Before writing to a table, a write (exclusive) lock must be
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obtained on that table. Before reading, a read (shared) lock must be
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obtained. A connection releases all held table locks when it concludes
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its transaction. If a connection cannot obtain a required lock, then
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the call to <a href="c3ref/step.html">sqlite3_step()</a> returns SQLITE_LOCKED.
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<p>
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Although it is less common, a call to <a href="c3ref/prepare.html">sqlite3_prepare()</a> or
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<a href="c3ref/prepare.html">sqlite3_prepare_v2()</a> may also return SQLITE_LOCKED if it cannot obtain
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a read-lock on the <a href="schematab.html">sqlite_schema table</a> of each attached database. These
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APIs need to read the schema data contained in the sqlite_schema table
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in order to compile SQL statements to <a href="c3ref/stmt.html">sqlite3_stmt*</a> objects.
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<p>
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This article presents a technique using the SQLite <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify()</a>
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interface such that calls to <a href="c3ref/step.html">sqlite3_step()</a> and <a href="c3ref/prepare.html">sqlite3_prepare_v2()</a>
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block until the required locks are available instead of returning
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SQLITE_LOCKED immediately. If the
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sqlite3_blocking_step() or sqlite3_blocking_prepare_v2() functions presented
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to the left return SQLITE_LOCKED, this indicates that to block would
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deadlock the system.
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<p>
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The <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify()</a> API, which is only available if the library is
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compiled with the pre-processor symbol <a href="compile.html#enable_unlock_notify">SQLITE_ENABLE_UNLOCK_NOTIFY</a> defined,
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is <a href="c3ref/unlock_notify.html">documented here</a>. This article is not a
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substitute for reading the full API documentation!
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<p>
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The <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify()</a> interface is designed for use in systems
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that have a separate thread assigned to each <a href="c3ref/sqlite3.html">database connection</a>. There
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is nothing in the implementation that prevents a single thread from running
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multiple database connections. However, the <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify()</a>
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interface only works on a single connection at a time, so the lock
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resolution logic presented here will only work for a single
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database connection per thread.
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<p><b>The sqlite3_unlock_notify() API</b>
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<p>
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After a call to <a href="c3ref/step.html">sqlite3_step()</a> or <a href="c3ref/prepare.html">sqlite3_prepare_v2()</a> returns
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SQLITE_LOCKED, the <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify()</a> API may be invoked to register
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for an unlock-notify callback. The unlock-notify callback is invoked by
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SQLite after the database connection holding the table-lock that prevented
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the call to <a href="c3ref/step.html">sqlite3_step()</a> or <a href="c3ref/prepare.html">sqlite3_prepare_v2()</a> from succeeding has
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finished its transaction and released all locks. For example, if a call to
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sqlite3_step() is an attempt to read from table X, and some other connection
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Y is holding a write-lock on table X, then sqlite3_step() will return
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SQLITE_LOCKED. If <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify()</a> is then called, the unlock-notify
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callback will be invoked after connection Y's transaction is concluded. The
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connection that the unlock-notify callback is waiting on, in this case
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connection Y, is known as the "blocking connection".
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<p>
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If a call to sqlite3_step() that attempts to write to a database table
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returns SQLITE_LOCKED, then more than one other connection may be holding
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a read-lock on the database table in question. In this case SQLite simply
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selects one of those other connections arbitrarily and issues the
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unlock-notify callback when that connection's transaction is finished.
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Whether the call to sqlite3_step() was blocked by one or many connections,
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when the corresponding unlock-notify callback is issued it is not
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guaranteed that the required lock is available, only that it may be.
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<p>
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When the unlock-notify callback is issued, it is issued from within a
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call to sqlite3_step() (or sqlite3_close()) associated with the blocking
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connection. It is illegal to invoke any sqlite3_XXX() API functions from
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within an unlock-notify callback. The expected use is that the unlock-notify
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callback will signal some other waiting thread or schedule some action
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to take place later.
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<p>
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The algorithm used by the sqlite3_blocking_step() function is as follows:
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<ol>
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<li><p> Call sqlite3_step() on the supplied statement handle. If the call
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returns anything other than SQLITE_LOCKED, then return this value
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to the caller. Otherwise, continue.
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<li><p> Invoke <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify()</a> on the database connection handle
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associated with the supplied statement handle to register for an
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unlock-notify callback. If the call to unlock_notify() returns
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SQLITE_LOCKED, then return this value to the caller.
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<li><p> Block until the unlock-notify callback is invoked by another thread.
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<li><p> Call sqlite3_reset() on the statement handle. Since an
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SQLITE_LOCKED error may only occur on the first call to sqlite3_step()
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(it is not possible for one call to sqlite3_step() to return
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SQLITE_ROW and then the next SQLITE_LOCKED), the statement handle may
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be reset at this point without affecting the results of the query
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from the point of view of the caller. If sqlite3_reset() were not
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called at this point, the next call to sqlite3_step() would return
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SQLITE_MISUSE.
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<li><p> Return to step 1.
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</ol>
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<p>
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The algorithm used by the sqlite3_blocking_prepare_v2() function is similar,
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except that step 4 (resetting the statement handle) is omitted.
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<p><b>Writer Starvation</b>
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<p>
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Multiple connections may hold a read-lock simultaneously. If many threads
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are acquiring overlapping read-locks, it might be the case that at least
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one thread is always holding a read lock.
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Then a table waiting for a write-lock will wait forever.
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This scenario is called "writer starvation."
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<p>
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SQLite helps applications avoid writer starvation. After any attempt to
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obtain a write-lock on a table fails (because one or more other
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connections are holding read-locks), all attempts to open new transactions
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on the shared-cache fail until one of the following is true:
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<ul>
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<li> The current writer concludes its transaction, OR
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<li> The number of open read-transactions on the shared-cache drops to zero.
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</ul>
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<p>
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Failed attempts to open new read-transactions return SQLITE_LOCKED to the
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caller. If the caller then calls <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify()</a> to register for
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an unlock-notify callback, the blocking connection is the connection that
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currently has an open write-transaction on the shared-cache. This prevents
|
|
writer-starvation since if no new read-transactions may be opened and
|
|
assuming all existing read-transactions are eventually concluded, the
|
|
writer will eventually have an opportunity to obtain the required
|
|
write-lock.
|
|
|
|
<p><b>The pthreads API</b>
|
|
|
|
<p> By the time <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify()</a> is invoked by
|
|
wait_for_unlock_notify(), it is possible that the blocking connection
|
|
that prevented the sqlite3_step() or sqlite3_prepare_v2() call from
|
|
succeeding has already finished its transaction. In this case, the
|
|
unlock-notify callback is invoked immediately, before
|
|
<a href="c3ref/unlock_notify.html">sqlite3_unlock_notify()</a> returns. Or, it is possible that the
|
|
unlock-notify callback is invoked by a second thread after
|
|
<a href="c3ref/unlock_notify.html">sqlite3_unlock_notify()</a> is called but before the thread starts waiting
|
|
to be asynchronously signaled.
|
|
|
|
<p> Exactly how such a potential race-condition is handled depends on the
|
|
threads and synchronization primitives interface used by the application.
|
|
This example uses pthreads, the interface provided by modern UNIX-like
|
|
systems, including Linux.
|
|
|
|
<p> The pthreads interface provides the pthread_cond_wait() function.
|
|
This function allows the caller to simultaneously release a mutex
|
|
and start waiting for an asynchronous signal. Using this function,
|
|
a "fired" flag and a mutex, the race-condition described above may
|
|
be eliminated as follows:
|
|
|
|
<p> When the unlock-notify callback is invoked, which may be before the
|
|
thread that called <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify()</a> begins waiting for the
|
|
asynchronous signal, it does the following:
|
|
|
|
<ol>
|
|
<li> Obtains the mutex.
|
|
<li> Sets the "fired" flag to true.
|
|
<li> Attempts to signal a waiting thread.
|
|
<li> Releases the mutex.
|
|
</ol>
|
|
|
|
<p> When the wait_for_unlock_notify() thread is ready to begin waiting for
|
|
the unlock-notify callback to arrive, it:
|
|
|
|
<ol>
|
|
<li> Obtains the mutex.
|
|
<li> Checks if the "fired" flag has been set. If so, the unlock-notify
|
|
callback has already been invoked. Release the mutex and continue.
|
|
<li> Atomically releases the mutex and begins waiting for the
|
|
asynchronous signal. When the signal arrives, continue.
|
|
</ol>
|
|
|
|
<p> This way, it doesn't matter if the unlock-notify callback has already
|
|
been invoked, or is being invoked, when the wait_for_unlock_notify()
|
|
thread begins blocking.
|
|
|
|
<p><b>Possible Enhancements</b>
|
|
|
|
<p> The code in this article could be improved in at least two ways:
|
|
|
|
<ul>
|
|
<li> It could manage thread priorities.
|
|
<li> It could handle a special case of SQLITE_LOCKED that can occur
|
|
when dropping a table or index.
|
|
</ul>
|
|
|
|
<p>
|
|
Even though the <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify()</a> function only allows the caller
|
|
to specify a single user-context pointer, an unlock-notify callback
|
|
is passed an array of such context pointers. This is because if when
|
|
a blocking connection concludes its transaction, if there is more
|
|
than one unlock-notify registered to call the same C function, the
|
|
context-pointers are marshaled into an array and a single callback
|
|
issued. If each thread were assigned a priority, then instead of just
|
|
signaling the threads in arbitrary order as this implementation does,
|
|
higher priority threads could be signaled before lower priority threads.
|
|
|
|
<p>
|
|
If a "DROP TABLE" or "DROP INDEX" SQL command is executed, and the
|
|
same database connection currently has one or more actively
|
|
executing SELECT statements, then SQLITE_LOCKED is returned. If
|
|
<a href="c3ref/unlock_notify.html">sqlite3_unlock_notify()</a> is called in this case, then the specified
|
|
callback will be invoked immediately. Re-attempting the "DROP
|
|
TABLE" or "DROP INDEX" statement will return another SQLITE_LOCKED
|
|
error. In the implementation of sqlite3_blocking_step() shown to the
|
|
left, this could cause an infinite loop.
|
|
|
|
<p>
|
|
The caller could distinguish between this special "DROP TABLE|INDEX"
|
|
case and other cases by using <a href="rescode.html#extrc">extended error codes</a>. When it is appropriate
|
|
to call <a href="c3ref/unlock_notify.html">sqlite3_unlock_notify()</a>, the extended error code is
|
|
SQLITE_LOCKED_SHAREDCACHE. Otherwise, in the "DROP TABLE|INDEX" case,
|
|
it is just plain SQLITE_LOCKED. Another solution might be to limit
|
|
the number of times that any single query could be reattempted (to say
|
|
100). Although this might be less efficient than one might wish, the
|
|
situation in question is not likely to occur often.
|
|
|
|
<div style="clear:both"></div>
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|
|